Greetings, our esteemed reader.

It’s a great pleasure to have you here.

This article will give you links to the study guides that cover the four modules tested in the Series 65 exam.

Because we want to boost your exam prep, we’ll also give you insights on making the most of our Series 65 study guide, plus why you need the study guide.

Here is what we’ll cover:

  • Ways to make the most of our Series 65 study guide
  • Why use the Series 65 study guide?

Let’s get started.

Other free series 65 study materials:

  1. Series 65 exam prep
  2. Series 65 study plan
  3. Series 65 study guide
  4. Series 65 practice exams
  5. Series 65 flashcards
  6. Series 65 cheat sheet
  7. Series 65 Exam FAQ
  8. Best Series 65 study materials

Module 1 – Business Information and Economic Factors


Module 1 – Business Information and Economic Factors

Module 2 – Characteristics of Investment Vehicles


Module 2 – Characteristics of Investment Vehicles

Module 3 –  Investment recommendations and strategies for clients


Module 3 –  Investment recommendations and strategies for clients

Module 4 – Guidelines, Laws and Regulations


Module 4 | Guidelines, Laws and Regulations

Ways to Make the Most of Our Series 65 Study Guide

As with all test prep materials, the Series 65 study guide requires more than just scanning through it.

If you want to pass Series 65 on the first attempt, you must brace yourself and make the most of this study tool.

The information in the guide is well-organized, concise, and easy to read.

We’ve meticulously covered all the topics tested in the Series 65 exam.

You’ll find an in-depth analysis of economic factors for business information, a thorough explanation of client investment recommendations and strategies, a detailed overview of investment vehicle characteristics, and a review of the laws, regulations, and guidelines.

With all this information, you want to have a specific time to review the materials.

The best way to get the gist of the Series 65 exam using this study guide is to read a topic in the textbook from your exam prep provider and then review the same topic in the study guide.

You’ll be better placed to determine the important content areas you need to focus on more.

You can highlight those sections and review them often.

Further, incorporate simulation test questions.

We particularly offer free Series 65 practice exams.

The practice exams will show you what to expect in this licensing exam.

Also, you’ll better understand your knowledge gaps, hence the topics you need to zero in on.

Remember, NASAA tests your knowledge using situational exam questions.

That means memorization won’t cut.

Dig into the content to really understand the context and how the different concepts link with each other.

Next, most Series 65 study guides come with other study resources, and ours is no exception.

Our Series 65 flashcards will help you further memorize the information you’ve covered in the study guide.

We also have a Series 65 study plan for different timeframes.

Since the study calendars are well structured, you’ll be better placed to cover the exam content on time.

Studying for the Series 65 is no small fit.

You must bring your A-game.

Using our study guide together with our other study materials is a brilliant way to ensure you’ve aced this exam and other securities exams since we provide study resources for a wide range of FINRA series exams.

Why Use Series 65 Study Guide?

The Series 65 test guide can help you prepare for the Series 65 exam in several ways.

First off, the information in the test guide is condensed.

It distills all the supporting content and leaves you with exactly what you need to prep for the final exam.

You can read through it easily and identify important concepts.

Every time you go through this concise information, you understand it better because it’s straight to the point.

Further, spaced repetition is known to help retain information.

And that’s what the study guide does.

Revisiting the guide every time you need to refresh your memory helps push the information into your long-term memory.

In the long run, you can recall the exam content better.

On that note, dedicate study time just to review the study guide.

Finally, when your self-study ends, there’s that courage that comes with knowing you’ve thoroughly reviewed Series 65 exam content.

You’ll feel more confident getting into the exam room and taking the exam.


We’ve finally come to an end.

We hope you’ll find our Series 65 study guide helpful.

If you implement the tips we’ve highlighted, you’ll be able to make the most of this study tool and hopefully ace the exam the first time, although we don’t offer a pass guarantee.

That said, start your Series 65 test prep in good time.

As you study, take a Series 65 practice test to ascertain your exam readiness.

If you are consistently scoring 80% and above, you are ready.

Your actual test score shouldn’t be far from that.

We wish you all the best in your journey to becoming an investment adviser representative.

Series 65 Study Guide FAQs

How long does it take to study for Series 65?

The time it takes to study for the Series 65 exam varies. But generally, you can expect to spend 2-4 weeks studying for 20-60 hours. The study hours have a huge range because how long you’ll take depends on the time you commit daily.

How many pages is the Series 65 study guide?

The pages vary depending on the exam prep providers. For example, Mometrix Test Preparation’s study guide is 132 pages, while the Securities Institute of America’s is 516. You can find free Series 65 study guides that are not bulky. Career Employer’s study guide is organized into different blog posts.

What is the best study guide online for the Series 65 exam?

There are several. It all depends on the Series 65 exam prep provider.
– Kaplan Series 65 study guide
– Securities Institute of America study guide
– Pass Perfect comprehensive study guide
– Mometrix Test Preparation study guide
Some study guides come with additional resources, for example, practice questions.

What is the best way to study for Series 65?

The best way is to settle for Series 65 study materials from the best Series 65 prep course. From there, create a study plan that covers all the exam topics up to the exam date. Review Series 65 exam study materials. Ensure you take several Series 65 practice exams.

What percentage of people pass the Series 65 on the first try?

The pass rate ranges from 65 to 70% for first-time test takers. That means around 30% of exam-takers fail the exam. So, you need to commit when studying for Series 65. A few hours a day over 2-4 weeks will help you cover the exam content in depth.

What is the Series 65 exam length?

The uniform investment adviser law examination contains 140 multiple-choice questions. Ten questions are unscored. That leaves you with 130 scored questions that you must complete within 3 hours. You have one minute and three seconds to answer each question. Be weary not to spend too much time on one question.

What is the Series 65?

Series 65 is North American Securities Administrators Association (NASAA) exam administered by FINRA. The exam has 140 multiple-choice questions that test candidates’ ability and knowledge to provide financial and investment advice to clients. The exam is a prerequisite to becoming an investment advisor representative (IAR).

What is an example of a topic covered in Series 65?

Here is a full list of the content areas covered in the Series 65 exam:
– Economic Factors and Business Information.
– Investment Vehicle Characteristics.
– Client Investment Recommendations and Strategies.
– Laws, Regulations, and Guidelines, including Prohibition on Unethical Business Practices.
The topics are weighted differently.

What are the minimum scores needed to pass Series 65?

The passing score for the Series 65 exam is 72%. That means you must score 94 out of 130 multiple-choice questions correctly. If you fail to get this score, you’ll have to retake the exam after 30 days and pay the full fee.

Do I need to study for the Series 65 exam?

Yes, absolutely. Given the Series 65 difficulty, you should spend 50-60 hours on exam prep. Your prep time should focus on reading the textbook. You should also go through the study guide and flashcards. Don’t forget to take many Series 65 practice questions to familiarize yourself with the actual exam.


Kaplan Financial Education

Exam Shazam


All Posts

career employers editorial process

Here at career employer, we focus a lot on providing factually accurate information that is always up to date. We strive to provide correct information using strict editorial processes, article editing and fact checking for all of the information found on our website. We only utilize trustworthy and relevant resources. To find out more, make sure to read our full editorial process page here.

Leave a Comment

How Career Employer Collects Its Data

Lorem ipsum dolor sit amet, consectetur adipiscing elit. Nulla quam velit, vulputate eu pharetra nec, mattis ac neque. Duis vulputate commodo lectus, ac blandit elit tincidunt id.