Series 65 study plan – How long to study for series 65 exam 2023

Series 65 study plan

Greetings and welcome to Career Employer. In today’s article, we share a free Series 65 study plan. We have four study calendars for different timeframes; one, three, six, and twelve months. The study calendars are in PDF and you can download it below. Other free series 65 study materials: We’ll also give you a breakdown … Read more

Series 65 Module 4 – Guidelines, Laws and Regulations

Series 65

Various guidelines and laws regulate the securities industry. To begin, let’s see the definition of an investment adviser according to the Uniform Securities Act: “Investment adviser means a person that, for compensation, engages in the business of advising others, either directly or through publications or writings, as to the value of securities or the advisability … Read more

Series 65 Module 3 –  Investment recommendations and strategies for clients

Series 65

In this module we cover everything to do with clients, making investment recommendations and drawing up investment strategies. Clients can include individuals, people with a joint account, and more Let’s look at the various types of clients you will come across.  Individual accounts These accounts have one beneficial owner and are for: With all of … Read more