Series 6

Series 6 study guide

Series 6 Study Guide 1.1 – Reaching out to current and potential customers

0%Series 6 Study GuideSeries 6 Study Guide Home Post 1 of 131.1 Reaching out to current and potential customers1.2 Describing to potential and current customers2.1 Provides information about the different account types2.2 Secures customer information/documentation and looks out for suspicious activity2.3 Tries to secure investment profile information regarding the customer2.4 Opening accounts and the supervisory …

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Series 6 study guide

Series 6 Study Guide 1.2 – Describing to potential and current customers

0%Series 6 Study GuideSeries 6 Study Guide Home Post 2 of 131.1 Reaching out to current and potential customers1.2 Describing to potential and current customers2.1 Provides information about the different account types2.2 Secures customer information/documentation and looks out for suspicious activity2.3 Tries to secure investment profile information regarding the customer2.4 Opening accounts and the supervisory …

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Series 6 study guide

Series 6 Study Guide 2.1 – Provides information about the different account types

0%Series 6 Study GuideSeries 6 Study Guide Home Post 3 of 131.1 Reaching out to current and potential customers1.2 Describing to potential and current customers2.1 Provides information about the different account types2.2 Secures customer information/documentation and looks out for suspicious activity2.3 Tries to secure investment profile information regarding the customer2.4 Opening accounts and the supervisory …

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Series 6 study guide

Series 6 Study Guide 2.2 – Secures customer information/documentation and looks out for suspicious activity

0%Series 6 Study GuideSeries 6 Study Guide Home Post 4 of 131.1 Reaching out to current and potential customers1.2 Describing to potential and current customers2.1 Provides information about the different account types2.2 Secures customer information/documentation and looks out for suspicious activity2.3 Tries to secure investment profile information regarding the customer2.4 Opening accounts and the supervisory …

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Series 6 study guide

Series 6 Study Guide 2.3 – Tries to secure investment profile information regarding the customer

0%Series 6 Study GuideSeries 6 Study Guide Home Post 5 of 131.1 Reaching out to current and potential customers1.2 Describing to potential and current customers2.1 Provides information about the different account types2.2 Secures customer information/documentation and looks out for suspicious activity2.3 Tries to secure investment profile information regarding the customer2.4 Opening accounts and the supervisory …

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Series 6 study guide

Series 6 Study Guide 2.4 – Opening accounts and the supervisory approval necessary to do so

0%Series 6 Study GuideSeries 6 Study Guide Home Post 6 of 131.1 Reaching out to current and potential customers1.2 Describing to potential and current customers2.1 Provides information about the different account types2.2 Secures customer information/documentation and looks out for suspicious activity2.3 Tries to secure investment profile information regarding the customer2.4 Opening accounts and the supervisory …

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Series 6 study guide

Series 6 Study Guide 3.1 – Give customers details regarding strategies for investment

0%Series 6 Study GuideSeries 6 Study Guide Home Post 7 of 131.1 Reaching out to current and potential customers1.2 Describing to potential and current customers2.1 Provides information about the different account types2.2 Secures customer information/documentation and looks out for suspicious activity2.3 Tries to secure investment profile information regarding the customer2.4 Opening accounts and the supervisory …

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Series 6 study guide

Series 6 Study Guide 3.2 – Studies and scrutinizes the investment profiles of customers

0%Series 6 Study GuideSeries 6 Study Guide Home Post 8 of 131.1 Reaching out to current and potential customers1.2 Describing to potential and current customers2.1 Provides information about the different account types2.2 Secures customer information/documentation and looks out for suspicious activity2.3 Tries to secure investment profile information regarding the customer2.4 Opening accounts and the supervisory …

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Series 6 study guide

Series 6 Study Guide 3.3 – Highlights various disclosures to customers about investment products

0%Series 6 Study GuideSeries 6 Study Guide Home Post 9 of 131.1 Reaching out to current and potential customers1.2 Describing to potential and current customers2.1 Provides information about the different account types2.2 Secures customer information/documentation and looks out for suspicious activity2.3 Tries to secure investment profile information regarding the customer2.4 Opening accounts and the supervisory …

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Series 6 study guide

Series 6 Study Guide 3.4 – Keeps customer records, provides them with information about their accounts

0%Series 6 Study GuideSeries 6 Study Guide Home Post 10 of 131.1 Reaching out to current and potential customers1.2 Describing to potential and current customers2.1 Provides information about the different account types2.2 Secures customer information/documentation and looks out for suspicious activity2.3 Tries to secure investment profile information regarding the customer2.4 Opening accounts and the supervisory …

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