SIE Exam

Hello there and welcome to SIE exam preparation page. If you are hell-bent on acing the SIE exam, this article is dedicated to you. This article aims to give readers insightful tips to pass the SIE exam and introduce the SIE exam study series. In a nutshell, we’ll cover: Let’s get started right away. Other … Read more

Hey everybody, welcome to yet another informative guide to the SIE study plan. We have a free SIE study calendar/blueprint for you to download. Other free SIE study materials: In today’s article, we’ll discuss what it takes to create a good SIE study plan, how long it takes to study for the SIE exam, and … Read more

Hello there! Welcome to the alternate resource for SIE practice exams and practice quizzes. These practice exams are designed to prepare you mentally for the actual SIE Exam with the same number of (75 questions) and the same time allowed (105 minutes) as the actual exam. In this article, we want to dive deep into … Read more

Hey, and welcome to our SIE study material guide. In this article, we’ll highlight our top picks in SIE exam prep courses. After reading this article, you’ll be able to choose the right prep course to help you ace the SIE exam. Our top picks include: Let’s get started with Knopmanmarks Financial Training. Other free … Read more

Hello there! Welcome to yet another informative guide on SIE cheat sheet. In this article, we’ll give you a downloadable SIE cheat sheet. Other free SIE study materials: We’ll further walk you through the importance of using a cheat sheet when preparing for the SIE exam. We’ll also give you pro tips on how you … Read more

Hello there, dear reader! Welcome to Career Employer. If you are preparing for the securities industry essential exam, you need SIE flashcards in your study arsenal. In this article, you’ll learn about the SIE flashcards, the strategies you need to employ to get the most out of the cards, and the importance of using them. … Read more

SIE Study Guide Navigation In this section of the study guide, we specifically look at reportable events as well as employee conduct. Within the regulatory framework that governs registered representatives and firms such as broker-dealers that work in the securities industry, there are a host of reportable events to take note of. Let’s look at … Read more

SIE Study Guide Navigation To start, let’s look at two critical aspects of the regulatory requirements. They deal with registration and continuing education. Those who want to apply for membership as an associated person must start by filling out a Form U-4. This provides a history of each applicant in terms of their employment, any … Read more

SIE Study Guide Navigation In this section, we look at several prohibited activities, most notable, manipulation of the market and insider trading. There are thousands of companies that list shares on stock markets around the world. As we know, the prices for these shares are calculated through the concept of supply and demand. Prices fluctuate, … Read more

SIE Study Guide Navigation There are various types of brokerage accounts that can be registered with customers. Let’s look at those you need to know about. In the world of investing, a cash account most basic account available and it’s available for anyone to open. Purchase of any securities must be paid in full to … Read more