FREE Series 7 Study Guide 2023 – pass the series 7 exam easily

Series 7

Hey there, and welcome to our informative read on Series 7 study guide. This is the third article in our Series 7 study series. Find study guides for the fourteen chapters covered in the four functions of the investment company and variable contracts products representative tested in the Series 7 exam. We’ve also discussed tips … Read more

Series 7 Study Guide 4.4 – Dealing with margin issues

Series 7 study guide

Series 7 Study Guide Navigation Margin accounts are regulated by the Federal Reserve Board and as we know, they allow investors to pledge securities as collateral. This means they are able to borrow money through brokerage firms. When investors have margin accounts with member firms, it’s expected that they will market to market positions daily. … Read more

Series 7 Study Guide 4.3 – Notifies the correct supervisor, helps with solving discrepancies, disputes, errors, and all complaints

Series 7 study guide

Series 7 Study Guide Navigation No matter what, even the most thorough registered representative is going to receive a customer complaint against them at some point. That’s just par for the course. In this section, we take a look at how these complaints need to be dealt with according to FINRA regulations. There are various … Read more

How Career Employer Collects Its Data

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