Series 7 Study Guide 1.2 – Describing investment products to potential and current customers

Series 7 study guide

Series 7 Study Guide Navigation With the intent of soliciting business, describing investment products to both potential and current customers As you know, there are numerous types of securities available in the marketplace including those issued by governments (federal, state, and local) as well as corporations. For the most part, these securities are purchased as … Read more

Series 7 Study Guide 1.1 – Contact with potential and current customers, marketing material development, approval, and distribution

Series 7 study guide

Series 7 Study Guide Navigation In-person, telephonic, mail, and electronic contact with potential and current customers; marketing and advertising material development and the approval to distribute them. There are two major reasons why broker-dealers need to communicate effectively with the public. The first reason is that advertising – a critical form of communication for all … Read more

How Career Employer Collects Its Data

Lorem ipsum dolor sit amet, consectetur adipiscing elit. Nulla quam velit, vulputate eu pharetra nec, mattis ac neque. Duis vulputate commodo lectus, ac blandit elit tincidunt id.