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Your Free Series 63 Cheat Sheet 2026 — Downloadable PDF

Every high-yield Series 63 fact — the Uniform Securities Act, registration rules, prohibited practices, and administrative remedies — condensed so you can print and review the morning of the exam.

The premium Series 63 cheat sheet from the Capital Prep Method — Yours free

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This free Series 63 cheat sheet distills the NASAA Uniform Securities Agent State Law exam into a printable rundown of the facts that show up most often. It's a premium cheat sheet built by Capital Prep — the one premium prep we trust — and it's yours free. Reinforce it with the rest of your free Series 63 toolkit: the practice test, study guide, and flashcards.

Series 63 exam at a glance

  • Questions: 60 scored + 5 pretest = 65 total
  • Time: 1 hour 15 minutes
  • Passing score: 72%
  • Cost: $147 — administered by FINRA for NASAA

What’s on the Series 63 cheat sheet

  • Regulation of Broker-Dealers & Agents (~32%) — state registration, exclusions and exemptions, and the rules governing agents.
  • Regulation of Investment Advisers & IARs (~10%) — who must register at the state level and the difference between an IA and an IAR.
  • Regulation of Securities & Issuers (~22%) — definitions of a security, registration methods, exempt securities, and exempt transactions.
  • Remedies, Communication & Ethical Practices (~36%) — the Administrator's powers, civil and criminal penalties, prohibited practices, and fiduciary duties.

How to use it in your final week

  • Front-load Remedies, Communication & Ethical Practices (~36% of the exam). If you only master one section from the sheet, make it prohibited practices and the Administrator's powers.
  • Print it and keep it beside your practice tests — review the sheet, then immediately drill the domain you just reviewed so the facts stick.
  • Read the sheet the morning of the exam for a final pass on the memory hooks — exempt securities and transactions, and the 2-year/3-year civil and 5-year criminal statute of limitations.
  • Don't cram in isolation — pair each review pass with a short timed practice set to keep your pacing sharp (65 questions in 75 minutes ≈ 1.15 min each).

The cheat sheet is your review layer — your Series 63 practice test drives the exam-readiness ring at the top of this page. Download it, review, then take a full practice exam (or drill with the study guide and flashcards) to see where you stand.

Series 63 cheat sheet FAQ

Yes — the Series 63 cheat sheet is 100% free to download as a PDF, with no sign-up required. It's part of Career Employer's free Series 63 toolkit alongside the practice test, study guide, and flashcards.

References

  1. 1.FINRA. “Series 63 – Uniform Securities Agent State Law Exam.” FINRA.org, 2026. ↑
  2. 2.NASAA. “Series 63 Exam Content Outline (Uniform Securities Agent State Law).” NASAA.org, 2026. ↑
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