Series 7 Study Guide 1.1 – Contact with potential and current customers, marketing material development, approval, and distribution
Series 7 Study Guide Navigation In-person, telephonic, mail, and electronic contact with potential and current customers; marketing and advertising material development and the approval to distribute them. There are two major reasons why broker-dealers need to communicate effectively with the public. The first reason is that advertising – a critical form of communication for all … Read more