CNA Practice Exam 4

Welcome to your Series 7 Practice Exam

This test is designed to prepare you mentally for the actual Series 7 Exam with the same number of questions (125) and the same time allowed (225 minutes) as the actual exam.

NOTE: This Practice Exam has four Parts (Domains) with randomized questions from each part just like the actual exam.

The Four (4) parts are:

(F1) Seeks Business for the Broker-Dealer from Customers and Potential Customers [9 Questions]

(F2) Opens Accounts after Obtaining and Evaluating Customers’ Financial Profile and Investment Objectives [11 Questions]

(F3) Provides Customers with Information about Investments, Makes Recommendations, Transfers Assets and Maintains Appropriate Records [91Questions]

(F4) Obtains and Verifies Customers’ Purchase and Sales Instructions and Agreements; Processes, Completes, and Confirms Transactions [14]

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Best of Luck!