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Wondering who or what are the financial advisor regulators? Well, there are several. Today, we’ll cover: Before we dive deep into the financial advisor regulators, let’s first distinguish between investment advisers and registered representatives. These are the two financial professionals that are often referred to as financial advisors. From there, we’ll get into the regulators … Read more

If you need to know about the Financial Industry Regulatory Authority (FINRA) Series 7 exam, you are definitely in the right place. In this article, we cover all the critical information candidates should know about this exam, a continuation on from the Securities Industry Essentials (SIE) exam. FINRA Series 7 is a natural progression from … Read more

Series 66 vs Series 63 exams: which one is worth considering? That is a smart consideration on your part, we got you covered. Ride with us to uncover appropriate tests/licenses to consider based on your area of interest in the securities industry.  At the end of this article, you’ll learn the: This article will provide … Read more

Do you have trouble deciding what securities exams to take? Never worry, we assure you that you are not alone in this. Ride with us to uncover appropriate tests/licenses to consider based on your area of interest in the securities industry.  At the end of this Series 7 vs Series 63 article, you’ll learn the: … Read more

Series 7 vs Series 6; which one is most relevant to you? Trying to figure out the trajectory to being an expert in the securities industry? Your dreams are valid, let’s share in your success story. Ride with us to uncover appropriate exams/licenses to consider based on your area of interest in the securities industry. … Read more

The future of financial advisors is promising since the profession is ranked as one of the best jobs in the finance industry. Not only that, but it’s also among the best-paying jobs in the industry. And so to find out a Financial Advisor career outlook, we’ll look into: Let’s get started right away. Starting a … Read more

If you are interested in a career as a financial advisor, you definitely want to know the industry’s status. And since we’ve got your interest at heart, we’ll cover everything about financial advisor statistics today. In this article, you’ll learn about: Let’s jump into it. The financial advisory industry has experienced a tremendous growth rate … Read more

Are you interested in learning about life as a financial advisor? Perhaps know more about how their typical day looks like? If the answer is yes, you are in the right place. Today, you’ll learn about: Let’s get started. The life of an advisor is marked with years of hard work and commitment to helping … Read more

Hoping to be a financial advisor and not sure if the profession is worth it? No need to worry. In this article, you’ll learn about: By the end of the blog, you’ll have the answer to the fundamental question that every aspiring financial advisor is struggling with. Without further ado, let’s dive right in. Financial … Read more

Wondering what the SIE and Series 7 exams entail? Thinking about the benefits of taking either or both exams? Ride with us to uncover appropriate exam(s) to consider based on your area of interest in the securities industry.  At the end of this SIE vs Series 7 comparison, you’ll discover the: This article is painstakingly written to help you make smart decisions … Read more