Series 6 domain 3 (Quiz 2): Provides Customers with Information About Investments, Makes Recommendations, Transfers Assets and Maintains Appropriate Records
Series 6 domain 3 (Quiz 3): Provides Customers with Information About Investments, Makes Recommendations, Transfers Assets and Maintains Appropriate Records
Series 6 domain 3 (Quiz 4): Provides Customers with Information About Investments, Makes Recommendations, Transfers Assets and Maintains Appropriate Records
Series 6 Domain 4 (Quiz 1): Obtains and Verifies Customers’ Purchase and Sales Instructions; Processes, Completes and Confirms Transactions
Series 6 Domain 4 (Quiz 2): Obtains and Verifies Customers’ Purchase and Sales Instructions; Processes, Completes and Confirms Transactions
Series 6 Domain 4 (Quiz 3): Obtains and Verifies Customers’ Purchase and Sales Instructions; Processes, Completes and Confirms Transactions
Series 6 Domain 4 (Quiz 4): Obtains and Verifies Customers’ Purchase and Sales Instructions; Processes, Completes and Confirms Transactions
Series 7 Domain 1 (Quiz 1): Seeks Business for the Broker-dealer from Customers and Potential Customers
