Welcome to yet another in-depth guide to the Series 63 practice exam.

In this fourth article in our Series 63 study series, you’ll have access to five full-length Series 63 practice exams.

We’ll also give you access to practice questions for each of the Series 63 exam domains, a total of 1,100 practice questions.

By the end of it all, you’ll have heads-up on how you can make the most of our free practice tests and some excellent tips on why these practice exams may be your lifesaver when preparing for this FINRA exam.

In brief, we’ll cover:

  • Making the most of the free Series 63 practice exam
  • Why take the Series 63 practice exam

Other free series 63 study materials:

  1. Series 63 exam prep
  2. Series 63 study plan
  3. Series 63 study guide
  4. Series 63 practice exams
  5. Series 63 flashcards
  6. Series 63 cheat sheet
  7. Series 63 Exam FAQ
  8. Best Series 63 study materials

FINRA Series 63 Practice Exams

We have five full-length Series 63 practice exams you can use to test your exam readiness.

We’ve also put together practice questions for each Series 63 exam domain.

The practice exams will help you identify the Series 63 exam domains that you are weak in.

Let’s jump straight in.

Series 63 Practice Quizzes by Domains

The Series 63 exam is broken down into Eight domains.

Each domain has a set number of questions.

The domains cover different topics that you must be well conversant with.

The Series 63 practice tests are also broken down into these domains to prepare you effectively for the exam.

Just as the domains are weighted differently in the Series 63 exam, so are the practice exams.

So, ensure the Series 63 exam prep courses you purchase have practice questions that reflect the exam structure.

Here are the domains:

  • Regulation of Investment Advisers including state-registered and federal covered advisers(5%, which translates to 03 questions)
  • Regulation of Investment Adviser Representatives (5%, making 03 questions)
  • Regulations of Broker Dealers (15%, which is 09 questions)
  • Regulations of Agents Broker-Dealers (15%, that’s 09 questions)
  • Regulation of Securities and Issuers (5% that’s 03 qusetions)
  • Remedies and Administrative Provisions (10% that’s 06 qusetions)
  • Communications with Customer and Prospects ( 20% which is 12 questions)
  • Ethical Practices and Obligations (25% making 15 questions)

We’ve designed four (4) sets of practice quizzes for each Domain. Each set has 25 questions to help you prepare effectively for the Series 63 exam.

Here you can start your Series 63 Domain Quizzes right away.

Domain 1: Regulation of Investment Advisers including state-registered and federal covered advisers

Domain 1: Quiz 1

Welcome to your Series 63 Practice Quizzes.

Note: We designed four (4) parts of practice quizzes for each Domain. Each part set has 25 questions.

Domain 1 (part 1): Regulation of Investment Advisers including state-registered and federal covered advisers. (25 questions)

Please click NEXT to start your Free Series 63 Practice Quizzes right away.

Best of Luck!

Domain 1: Quiz 2

Welcome to your Series 63 Practice Quizzes.

Note: We designed four (4) parts of practice quizzes for each Domain. Each part has 25 questions.

Domain 1 (part 2): Regulation of Investment Advisers including state-registered and federal covered advisers. (25 questions)

Please click NEXT to start your Free Series 63 Practice Quizzes right away.

Best of Luck!

Domain 1: Quiz 3

Welcome to your Series 63 Practice Quizzes.

Note: We designed four (4) parts of practice quizzes for each Domain. each quiz part has 25 questions.

Domain 1 (part 3): Regulation of Investment Advisers including state-registered and federal covered advisers. (25 questions)

Please click NEXT to start your Free Series 63 Practice Quizzes right away.

Best of Luck!

Domain 1: Quiz 4

Welcome to your Series 63 Practice Quizzes.

Note: We designed four (4) parts of practice quizzes for each Domain. Each quiz part has 25 questions.

Domain 1 (part 4): Regulation of Investment Advisers including state-registered and federal covered advisers. (25 questions)

Please click NEXT to start your Free Series 63 Practice Quizzes right away.

Best of Luck!

Domain 2: Regulation of Investment Adviser Representatives

Domain 2: Quiz 1

Welcome to your Series 63 Practice Quizzes.

Note: We designed four (4) parts of practice quizzes for each Domain. Each part has 25 questions.

Domain 2 (part 1): Regulation of Investment Adviser Representatives. (25 questions)

Please click NEXT to start your Free Series 63 Practice Quizzes right away.

Best of Luck!

Domain 2: Quiz 2

Welcome to your Series 63 Practice Quizzes.

Note: We designed four (4) parts of practice quizzes for each Domain. Each part has 25 questions.

Domain 2 (part 2): Regulation of Investment Adviser Representatives. (25 questions)

Please click NEXT to start your Free Series 63 Practice Quizzes right away.

Best of Luck!

Domain 2: Quiz 3

Welcome to your Series 63 Practice Quizzes.

Note: We designed four (4) parts of practice quizzes for each Domain. Each part has 25 questions.

Domain 2 (part 3): Regulation of Investment Adviser Representatives. (25 questions)

Please click NEXT to start your Free Series 63 Practice Quizzes right away.

Best of Luck!

Domain 2: Quiz 4

Welcome to your Series 63 Practice Quizzes.

Note: We designed four (4) parts of practice quizzes for each Domain. Each part has 25 questions.

Domain 2 (part 4): Regulation of Investment Adviser Representatives. (25 questions)

Please click NEXT to start your Free Series 63 Practice Quizzes right away.

Best of Luck!

Domain 3: Regulations of Broker Dealers

Domain 3: Quiz 1

Welcome to your Series 63 Practice Quizzes.

Note: We designed four (4) parts of practice quizzes for each Domain. Each part has 25 questions.

Domain 3 (part 1): Regulations of Broker Dealers​​​​​​​. (25 questions)

Please click NEXT to start your Free Series 63 Practice Quizzes right away.

Best of Luck!

Domain 3: Quiz 2

Welcome to your Series 63 Practice Quizzes.

Note: We designed four (4) parts of practice quizzes for each Domain. Each part has 25 questions.

Domain 3 (part 2): Regulations of Broker Dealers​​​​​​​. (25 questions)

Please click NEXT to start your Free Series 63 Practice Quizzes right away.

Best of Luck!

Domain 3: Quiz 3

Welcome to your Series 63 Practice Quizzes.

Note: We designed four (4) parts of practice quizzes for each Domain. Each part has 25 questions.

Domain 3 (part 3): Regulations of Broker Dealers​​​​​​​. (25 questions)

Please click NEXT to start your Free Series 63 Practice Quizzes right away.

Best of Luck!

Domain 3: Quiz 4

Welcome to your Series 63 Practice Quizzes.

Note: We designed four (4) parts of practice quizzes for each Domain. Each part has 25 questions.

Domain 3 (part 4): Regulations of Broker Dealers​​​​​​​. (25 questions)

Please click NEXT to start your Free Series 63 Practice Quizzes right away.

Best of Luck!

Domain 4: Regulations of Agents Broker-Dealers

Domain 4: Quiz 1

Welcome to your Series 63 Practice Quizzes.

Note: We designed four (4) parts of practice quizzes for each Domain. each quiz part has 25 questions.

Domain 4 (part 1): Regulations of Agents Broker-Dealers. (25 questions)

Please click NEXT to start your Free Series 63 Practice Quizzes right away.

Best of Luck!

Domain 4: Quiz 2

Welcome to your Series 63 Practice Quizzes.

Note: We designed four (4) parts of practice quizzes for each Domain. each quiz part has 25 questions.

Domain 4 (part 2): Regulations of Agents Broker-Dealers. (25 questions)

Please click NEXT to start your Free Series 63 Practice Quizzes right away.

Best of Luck!

Domain 4: Quiz 3

Welcome to your Series 63 Practice Quizzes.

Note: We designed four (4) parts of practice quizzes for each Domain. each quiz part has 25 questions.

Domain 4 (part 3): Regulations of Agents Broker-Dealers. (25 questions)

Please click NEXT to start your Free Series 63 Practice Quizzes right away.

Best of Luck!

Domain 4: Quiz 4

Welcome to your Series 63 Practice Quizzes.

Note: We designed four (4) parts of practice quizzes for each Domain. Each part has 25 questions.

Domain 4 (part 4): Regulations of Agents Broker-Dealers. (25 questions)

Please click NEXT to start your Free Series 63 Practice Quizzes right away.

Best of Luck!

Domain 5: Regulation of Securities and Issuers

Domain 5: Quiz 1

Welcome to your Series 63 Practice Quizzes.

Note: We designed four (4) parts of practice quizzes for each Domain. Each part has 25 questions.

Domain 5 (part 1): Regulation of Securities and Issuers​​​​​​​. (25 questions)

Please click NEXT to start your Free Series 63 Practice Quizzes right away.

Best of Luck!

Domain 5: Quiz 2

Welcome to your Series 63 Practice Quizzes.

Note: We designed four (4) parts of practice quizzes for each Domain. Each part has 25 questions.

Domain 5 (part 2): Regulation of Securities and Issuers​​​​​​​. (25 questions)

Please click NEXT to start your Free Series 63 Practice Quizzes right away.

Best of Luck!

Domain 5: Quiz 3

Welcome to your Series 63 Practice Quizzes.

Note: We designed four (4) parts of practice quizzes for each Domain. Each part has 25 questions.

Domain 5 (part 3): Regulation of Securities and Issuers​​​​​​​. (25 questions)

Please click NEXT to start your Free Series 63 Practice Quizzes right away.

Best of Luck!

Domain 5: Quiz 4

Welcome to your Series 63 Practice Quizzes.

Note: We designed four (4) parts of practice quizzes for each Domain. Each part has 25 questions.

Domain 5 (part 4): Regulation of Securities and Issuers​​​​​​​. (25 questions)

Please click NEXT to start your Free Series 63 Practice Quizzes right away.

Best of Luck!

Domain 6: Remedies and Administrative Provisions

Domain 6: Quiz 1

Welcome to your Series 63 Practice Quizzes.

Note: We designed four (4) parts of practice quizzes for each Domain. Each part has 25 questions.

Domain 6 (part 1): Remedies and Administrative Provisions​​​​​​​. (25 questions)

Please click NEXT to start your Free Series 63 Practice Quizzes right away.

Best of Luck!

Domain 6: Quiz 2

Welcome to your Series 63 Practice Quizzes.

Note: We designed four (4) parts of practice quizzes for each Domain. Each part has 25 questions.

Domain 6 (part 2): Remedies and Administrative Provisions​​​​​​​. (25 questions)

Please click NEXT to start your Free Series 63 Practice Quizzes right away.

Best of Luck!

Domain 6: Quiz 3

Welcome to your Series 63 Practice Quizzes.

Note: We designed four (4) parts of practice quizzes for each Domain. Each part has 25 questions.

Domain 6 (part 3): Remedies and Administrative Provisions​​​​​​​. (25 questions)

Please click NEXT to start your Free Series 63 Practice Quizzes right away.

Best of Luck!

Domain 6: Quiz 4

Welcome to your Series 63 Practice Quizzes.

Note: We designed four (4) parts of practice quizzes for each Domain. Each part has 25 questions.

Domain 6 (part 4): Remedies and Administrative Provisions​​​​​​​. (25 questions)

Please click NEXT to start your Free Series 63 Practice Quizzes right away.

Best of Luck!

Domain 7: Communications with Customer and Prospects

Domain 7: Quiz 1

Welcome to your Series 63 Practice Quizzes.

Note: We designed four (4) parts of practice quizzes for each Domain. Each part has 25 questions.

Domain 7 (part 1): Communications with Customer and Prospects​​​​​​​. (25 questions)

Please click NEXT to start your Free Series 63 Practice Quizzes right away.

Best of Luck!

Domain 7: Quiz 2

Welcome to your Series 63 Practice Quizzes.

Note: We designed four (4) parts of practice quizzes for each Domain. Each part has 25 questions.

Domain 7 (part 2): Communications with Customer and Prospects. (25 questions)

Please click NEXT to start your Free Series 63 Practice Quizzes right away.

Best of Luck!

Domain 7: Quiz 3

Welcome to your Series 63 Practice Quizzes.

Note: We designed four (4) parts of practice quizzes for each Domain. Each part has 25 questions.

Domain 7 (part 3): Communications with Customer and Prospects. (25 questions)

Please click NEXT to start your Free Series 63 Practice Quizzes right away.

Best of Luck!

Domain 7: Quiz 4

Welcome to your Series 63 Practice Quizzes.

Note: We designed four (4) parts of practice quizzes for each Domain. Each part has 25 questions.

Domain 7 (part 4): Communications with Customer and Prospects. (25 questions)

Please click NEXT to start your Free Series 63 Practice Quizzes right away.

Best of Luck!

Domain 8: Ethical Practices and Obligations

Domain 8: Quiz 1

Welcome to your Series 63 Practice Quizzes.

Note: We designed four (4) parts of practice quizzes for each Domain. Each part has 25 questions.

Domain 8 (part 1): Ethical Practices and Obligations​​​​​​​​​​​​​​. (25 questions)

Please click NEXT to start your Free Series 63 Practice Quizzes right away.

Best of Luck!

Domain 8: Quiz 2

Welcome to your Series 63 Practice Quizzes.

Note: We designed four (4) parts of practice quizzes for each Domain. Each part has 25 questions.

Domain 8 (part 2): Ethical Practices and Obligations​​​​​​​​​​​​​​. (25 questions)

Please click NEXT to start your Free Series 63 Practice Quizzes right away.

Best of Luck!

Domain 8: Quiz 3

Welcome to your Series 63 Practice Quizzes.

Note: We designed four (4) parts of practice quizzes for each Domain. Each part has 25 questions.

Domain 8 (part 3): Ethical Practices and Obligations​​​​​​​​​​​​​​. (25 questions)

Please click NEXT to start your Free Series 63 Practice Quizzes right away.

Best of Luck!

Domain 8: Quiz 4

Welcome to your Series 63 Practice Quizzes.

Note: We designed four (4) parts of practice quizzes for each Domain. Each part has 25 questions.

Domain 8 (part 4): Ethical Practices and Obligations​​​​​​​​​​​​​​. (25 questions)

Please click NEXT to start your Free Series 63 Practice Quizzes right away.

Best of Luck!

Making the Most of Our Free Series 63 Practice Exam

The exams will help you test your exam readiness.

With each test, you can further identify your areas of weakness and put in more effort.

We’ll further help you polish the sections of the exam you are weak in through the practice questions we’ve put together per domain.

For example, if you notice that the questions you didn’t score are on ethical practices and business obligations, you can jump straight into the practice tests in this particular section.

Now, to make the most of your practice exam study time, ensure you revise all the questions once you are done.

Research the exam questions that you consistently fail in.

You can make notes on the hard-to-understand topics and dedicate time to review them in the Series 63 study guide.

Flashcards can also help you learn better.

Why Take the Series 63 Practice Exam

Series 63 mock exam reflects what to expect in the final exam.

The exam weighting is the same as the real exam.

So is the exam duration.

As such, you are required to mimic the exam conditions to get the best results.

Track Progress

Series 63 exam practice questions help you identify areas you know and those you don’t know.

With this information, you can plan your studies accordingly.

You can devise strategies to review the challenging parts of the Series 63 practice tests and dedicate time to review the knowledge gaps.

You don’t need to spend much time on your areas of strength.

With each practice exam, you’ll measure your improvement level and work on the areas of the exam you are unsure about.

Build Stamina

The FINRA Series 63 exam takes 75 minutes to complete.

That’s 1 hour and 15 minutes to answer 65 exam questions.

Your exam preparation should help you pace yourself.

And that’s what the Series 63 practice exam does.

It helps build your stamina since most test-takers complain about the exam duration.

The more you take the Series 63 test questions, the more you establish how much time you spend per question and adjust that accordingly.

You can’t lose track of time in the actual exam when you’ve taken several Series 63 FINRA practice tests.

Reduce Anxiety

Many people become anxious when faced with stressful situations like an exam.

The same goes for Series 63 exam test-takers.

However, if you’ve been taking Series 63 exam practice tests, you’ll test your ability to perform under stress.

The more you take the exams, the more you get familiar with mock Series 63 exam questions, thereby building your confidence and reducing anxiety.

Conclusion

That’s all we had for you today.

We hope the free Series 63 practice exams will help you wrap your head around the exam structure and better pace yourself.

The domain practice questions will help you understand the individual Series 63 exam sections.

So, don’t waste time and get started on the FINRA Series 63 practice exam to sharpen your knowledge on the actual exam.

Series 63 Practice Exam Frequently Asked Questions (FAQs)

How many questions are on the Series 63 practice exam?

The Series 63 practice exams have the same number of questions as the actual exam. That means full-length practice exams have 65 multiple-choice questions. Out of the 65 questions, five are unscored. The exam takes 75 minutes. That’s 1 hour and 15 minutes.

What does the Series 63 test on?

The Investment Company and Variable Contracts Products Representative Qualification Exam tests:
– Principles of state securities regulations and rules (45% of the exam)
– Administrative provision (10% of the exam questions)
– Customer communication (20% of the exam questions)
– Ethical practices (25% of exam questions)

Who needs Series 63?

Securities industry professionals aspiring to work as broker-dealer agents in most states, except for Florida, Colorado, Louisiana, New Jersey, Maryland, Ohio, the District of Columbia, Vermont, and Puerto Rico, are required to take the Series 63 exam to sell and buy securities products.

Is the Series 63 exam hard?

The Uniform Securities Agent State Law examination is hard because of the complex question structure. The questions are tricky. You must read them carefully. Also, the test duration is short. You have a few minutes to answer the questions. Take many practice exams to familiarize yourself with the exam.

What is the Series 63 pass rate?

FINRA doesn’t publish the pass rate for the Series 63 exam. However, sources such as Pass Perfect project 70-75% pass rate. That means a quarter of the first-time test-takers fail the exam. The Series 63 exam requires 30-40 hours of test prep to increase your chances of passing.

What is the best Series 63 study material?

The best Series 63 exam prep courses include ExamFX, Pass Perfect, Kaplan, and Securities Training Corporation. The materials you’ll get include:
– Series 63 flashcards
– Series 63 cheat sheets
– Series 63 practice questions
– Series 63 study plan
The study materials vary from one provider to the next.

What is the cost of the Series 63?

This North American Securities Administrators Association exam costs $147. If you fail the exam the first time, you’ll be required to pay the same amount to retake it after 30 days. You don’t need sponsorship from a FINRA member firm or a self-regulatory organization to take this licensing exam.

What can you study to prepare for the Series 63 exam?

Sign up for a Series 63 exam prep course. Go through the Series 63 study materials provided, including the study guide, flashcards, and cheat sheet. Take practice tests and end-of-chapter quizzes. Ensure you’ve covered the exam content outline as highlighted on the Financial Industry Regulatory Authority website.

References

Investopedia

NASAA

Kaplan Financial Education

Test Prep Training


All Posts

career employers editorial process

Here at career employer, we focus a lot on providing factually accurate information that is always up to date. We strive to provide correct information using strict editorial processes, article editing and fact checking for all of the information found on our website. We only utilize trustworthy and relevant resources. To find out more, make sure to read our full editorial process page here.

Leave a Comment

How Career Employer Collects Its Data

Lorem ipsum dolor sit amet, consectetur adipiscing elit. Nulla quam velit, vulputate eu pharetra nec, mattis ac neque. Duis vulputate commodo lectus, ac blandit elit tincidunt id.